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Private Placement Memorandum PPM

Draft Private Placement Memorandums in Minutes, Not Days

18 minutes with CaseMark

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1. Add your email so we know where to send the result.

2. Upload the files you want analyzed.

3. Run the workflow and we'll take it from there.

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Workflow

Private Placement Memorandum PPM

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Workflow

Private Placement Memorandum PPM

Overview

Drafting a comprehensive Private Placement Memorandum manually requires 12+ hours of intensive work, coordinating multiple stakeholders, and ensuring compliance with complex securities regulations. Corporate attorneys spend days compiling company information, drafting risk factors, formatting capitalization tables, and ensuring all SEC requirements are met while managing tight fundraising deadlines.

Creating a comprehensive Private Placement Memorandum requires 20-30 hours of attorney time to gather information, draft extensive disclosures, ensure securities law compliance, and coordinate multiple document sections. The complexity of Regulation D requirements, risk factor drafting, and capitalization analysis makes PPM preparation one of the most time-intensive and expensive aspects of private capital raises.

CaseMark analyzes your corporate documents, financial statements, and cap table to automatically generate a complete, legally compliant Private Placement Memorandum with all required sections, risk factors, and disclosures. Our AI ensures consistency across sections, calculates pro forma capitalization, and drafts investor-ready content that satisfies SEC requirements while reducing drafting time by 95%.

How it works

  1. 1. Upload your documents

  2. 2. AI analyzes and extracts key information

  3. 3. Review and customize the generated content

  4. 4. Export in your preferred format (DOCX, PDF)

What you get

  • Cover Page with Confidentiality and Securities Law Legends

  • Executive Summary of Offering

  • Comprehensive Risk Factors

  • Use of Proceeds

  • Business Description

  • Management Team Biographies

  • Capitalization Table

  • Description of Securities

  • Plan of Distribution

  • Legal Matters

  • Subscription Procedures

What it handles

  • Cover Page with Confidentiality and Securities Law Legends

  • Executive Summary of Offering

  • Comprehensive Risk Factors

  • Use of Proceeds

  • Business Description

  • Management Team Biographies

  • Capitalization Table

  • Description of Securities

  • Plan of Distribution

  • Legal Matters

  • Subscription Procedures

Required documents

  • Articles of Incorporation

    Corporate formation documents showing legal entity structure, authorized shares, and incorporation details

    PDF, DOCX

  • Capitalization Table

    Current cap table showing all outstanding securities, options, warrants, and ownership percentages

    PDF, XLSX, CSV

  • Financial Statements

    Balance sheets, income statements, and cash flow statements for recent periods (audited or unaudited)

    PDF, XLSX

  • Management Biographies

    Detailed professional backgrounds of executives and board members including education and experience

    PDF, DOCX

Supporting documents

  • Business Plan or Pitch Deck

    Strategic overview, market analysis, competitive positioning, and growth projections

    PDF, PPTX

  • Material Contracts

    Key customer agreements, supplier contracts, partnership agreements, or licensing deals

    PDF, DOCX

  • Intellectual Property Documentation

    Patent filings, trademark registrations, copyright documentation, or IP assignment agreements

    PDF

  • Prior Offering Documents

    Previous PPMs, term sheets, or investor presentations for reference and consistency

    PDF, DOCX

  • Stock Option Plan

    Equity incentive plan documents showing reserved shares and grant practices

    PDF, DOCX

  • Stockholder Agreements

    Voting agreements, rights of first refusal, co-sale agreements, or other stockholder arrangements

    PDF, DOCX

Why teams use it

Generate complete 40+ page PPMs in 12 minutes vs. 12+ hours manually

Ensure compliance with SEC Regulation D and securities law requirements

Automatically format capitalization tables and management biographies

Comprehensive risk factor analysis tailored to your industry and business model

Consistent, professional formatting that meets institutional investor expectations

Questions

What information does CaseMark need to draft a Private Placement Memorandum?

CaseMark requires your articles of incorporation, current capitalization table, financial statements, and management biographies as core documents. Optional documents like your business plan, material contracts, and IP documentation help create more comprehensive disclosures. The AI extracts key information about your company structure, business operations, financial condition, and offering terms to generate a complete PPM with all required sections.

Is the PPM generated by CaseMark compliant with SEC regulations and Regulation D?

Yes, CaseMark generates PPMs that include all disclosure requirements for Regulation D offerings under Rule 506(b) and 506(c), including required legends, risk factors, accredited investor qualifications, and anti-fraud disclosures. The AI incorporates current securities law requirements and standard market practices. However, as with any AI-generated legal document, attorney review is recommended to ensure the PPM addresses your specific circumstances and complies with applicable state blue sky laws.

How does CaseMark handle the risk factors section of a PPM?

CaseMark analyzes your business documents, financial condition, industry, and offering structure to generate comprehensive, specific risk factors organized by category (financial risks, business risks, market risks, securities-specific risks). The AI identifies material risks based on your company's actual circumstances rather than generic boilerplate, ensuring disclosures are tailored to your situation. Risk factors include appropriate detail and explanation of potential consequences to satisfy disclosure obligations.

Can CaseMark calculate the pro forma capitalization table for my offering?

Yes, CaseMark automatically calculates pre-offering and post-offering capitalization tables showing the impact of your securities issuance on ownership percentages. The AI processes your current cap table, outstanding options and warrants, convertible securities, and the new offering terms to generate accurate pro forma calculations on both an outstanding and fully-diluted basis. The capitalization section includes clear presentation of how the offering affects existing stockholders and new investors.

How long does it take to generate a complete Private Placement Memorandum with CaseMark?

CaseMark generates a comprehensive, first-draft PPM in 15-20 minutes after you upload your documents. This includes all standard sections from cover page through financial statements, typically producing a 40-80 page document depending on your company's complexity. This represents a 95% time reduction compared to the 20-30 hours typically required for manual PPM drafting, allowing you to focus attorney time on review, customization, and client-specific refinements rather than initial drafting.

What offering structures and security types can CaseMark handle in a PPM?

CaseMark can draft PPMs for common private offering structures including preferred stock (participating and non-participating), convertible notes, SAFEs, common stock, and LLC membership interests. The AI handles complex terms like liquidation preferences, anti-dilution provisions, conversion mechanics, dividend rights, and protective provisions. You can specify your offering terms, and CaseMark will generate appropriate descriptions of the securities rights and economic terms throughout the PPM.

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