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Securities And Capital Markets

Form 10-Q Quarterly Report

Preparing Form 10-Q quarterly reports manually requires attorneys to spend 12+ hours coordinating financial data, drafting MD&A narratives, verifying SEC compliance across 14+ sections, and cross-referencing GAAP standards and Regulation S-K requirements. The process involves tedious formatting, citation verification, and risk of non-compliance that can result in SEC comments or delays.

Automation ROI

Time savings at a glance

Manual workflow12 hoursAverage time your team spends by hand
With CaseMark12 minutesDelivery time with CaseMark automation
EfficiencySave 60.0x time with CaseMark

The Problem

Preparing Form 10-Q quarterly reports manually requires attorneys to spend 12+ hours coordinating financial data, drafting MD&A narratives, verifying SEC compliance across 14+ sections, and cross-referencing GAAP standards and Regulation S-K requirements. The process involves tedious formatting, citation verification, and risk of non-compliance that can result in SEC comments or delays.

The CaseMark Solution

CaseMark automates Form 10-Q drafting by extracting financial data from your documents, generating compliant sections with proper SEC formatting, and verifying citations to GAAP standards and Regulation S-K. The AI searches current SEC guidelines, applies best practices from official filings, and produces a complete, review-ready quarterly report in minutes instead of days.

Key benefits

How CaseMark automations transform your workflow

Generate complete 10-Q reports with all 14 required sections in under 15 minutes

Automatic compliance verification against Regulation S-K and current SEC guidelines

AI-powered extraction of financial data from uploaded records with GAAP citation

Pre-formatted MD&A, risk disclosures, and certifications based on SEC templates

Reduce drafting time by 95% while maintaining accuracy and regulatory compliance

What you'll receive

Cover Page
Table of Contents
Part I - Financial Information
Item 1 - Financial Statements
Item 2 - Management's Discussion and Analysis (MD&A)
Item 3 - Quantitative and Qualitative Disclosures About Market Risk
Item 4 - Controls and Procedures
Part II - Other Information
Item 1 - Legal Proceedings
Item 1A - Risk Factors
Item 5 - Other Information
Item 6 - Exhibits
Signatures
Exhibits and Certifications (Sections 302 and 906)

Document requirements

Required

  • Financial Records
  • Company Information

Optional

  • Previous 10-K or 10-Q Filings
  • Litigation Documents
  • Risk Assessment Reports
  • Internal Control Documentation

Perfect for

Corporate Securities Attorney
In-House Counsel
Corporate Paralegal
Securities Compliance Officer
Public Company General Counsel
Corporate Finance Attorney

Also useful for

This workflow is applicable across multiple practice areas and use cases

Corporate Finance98% relevant

Corporate finance attorneys advising public companies need to prepare and review quarterly financial disclosures and ensure compliance with SEC reporting requirements for capital raising activities and ongoing financial obligations.

Form 10-Q preparation is a core corporate finance function for public companies, directly supporting capital markets activities, investor relations, and financial compliance obligations that corporate finance attorneys regularly handle.

Corporate governance attorneys advising boards and audit committees must ensure proper oversight of quarterly reporting processes, internal controls disclosures, and executive certifications required in Form 10-Q filings.

Form 10-Q preparation involves critical governance elements including board oversight, audit committee review, internal control assessments, and executive certifications that are central to corporate governance practice.

M&A attorneys conducting due diligence on public company targets need to analyze historical 10-Q filings to assess financial performance, identify risks, and evaluate disclosure obligations for transaction documentation.

10-Q reports are critical due diligence documents in M&A transactions involving public companies, providing essential financial and operational information that informs deal structure, valuation, and risk allocation.

Commercial litigators representing or opposing public companies use 10-Q filings as evidence of financial condition, business risks, and material events in securities litigation, breach of contract, and fraud cases.

10-Q reports contain admissions, financial data, and risk disclosures that serve as key evidence in commercial disputes, and litigators need to draft or analyze these documents for litigation strategy and discovery purposes.

Frequently asked questions

Q

How does CaseMark ensure my Form 10-Q meets SEC requirements?

A

CaseMark automatically verifies compliance with Regulation S-K, searches current SEC guidelines for formatting and disclosure requirements, and applies best practices from official filings. The AI cross-references GAAP standards and includes proper citations throughout the document.

Q

Can CaseMark extract financial data from my existing records?

A

Yes, CaseMark uses advanced AI to extract balance sheet, income statement, and cash flow data from uploaded financial records in Excel, CSV, or PDF format. The system automatically populates Item 1 financial statements with proper formatting and footnotes.

Q

What sections of Form 10-Q does CaseMark generate?

A

CaseMark generates all required sections including the cover page, financial statements, MD&A, market risk disclosures, controls and procedures, legal proceedings, risk factors, exhibits, signatures, and CEO/CFO certifications under Sections 302 and 906.

Q

How long does it take to create a Form 10-Q with CaseMark?

A

CaseMark generates a complete, review-ready Form 10-Q in approximately 12 minutes after you upload your financial records and company information. This replaces the typical 12+ hour manual drafting process.

Q

Does CaseMark include the required CEO and CFO certifications?

A

Yes, CaseMark automatically generates compliant certification templates under Sarbanes-Oxley Sections 302 and 906, formatted according to current SEC requirements. You simply need to review and obtain the appropriate signatures.

Q

Can I use previous 10-K or 10-Q filings as reference?

A

Absolutely. Upload prior SEC filings and CaseMark will reference them for consistent risk factor language, legal proceeding updates, and standard disclosures while ensuring all information is current for the reporting quarter.

Q

How does CaseMark handle Management's Discussion and Analysis?

A

CaseMark drafts MD&A narratives by analyzing your financial data, comparing period-over-period results, and applying SEC-approved templates and best practices. The AI generates discussion of financial condition, results of operations, and liquidity based on your specific company data.