← Back to workflows
Corporate Governance

Board Committee Charter Audit Compensation

Creating compliant board committee charters requires extensive research across SEC regulations, governance standards, bar association guidelines, and state-specific requirements. Corporate counsel spend hours cross-referencing multiple sources, ensuring independence requirements are met, and aligning charters with existing bylaws—all while maintaining consistency with best practices from organizations like the ABA and governance platforms.

Automation ROI

Time savings at a glance

Manual workflow12 hoursAverage time your team spends by hand
With CaseMark15 minutesDelivery time with CaseMark automation
EfficiencySave 32.5x time with CaseMark

The Problem

Creating comprehensive audit and compensation committee charters requires synthesizing complex SEC regulations, stock exchange listing standards, and corporate governance best practices. Corporate attorneys spend 10-15 hours researching requirements, drafting detailed provisions, and ensuring regulatory compliance across multiple jurisdictions and frameworks.

The CaseMark Solution

CaseMark generates fully customized board committee charters tailored to your company's governance structure, regulatory environment, and industry requirements. Our AI analyzes your corporate documents and automatically incorporates applicable SEC rules, listing standards, and best practices into a comprehensive, ready-to-adopt charter.

Key benefits

How CaseMark automations transform your workflow

Generate SEC-compliant committee charters with automated research from ABA, Nolo, and governance authorities

Reduce charter drafting time from 6+ hours to under 15 minutes with AI-powered document generation

Ensure alignment with company bylaws through intelligent document analysis and cross-referencing

Access built-in compliance checks for independence requirements, quorum rules, and reporting obligations

Maintain consistency across all governance documents with standardized formatting and terminology

What you'll receive

Purpose and Scope
Authority
Composition and Membership
Meetings and Procedures
Responsibilities and Duties
Reporting to the Board
Amendment and Review

Document requirements

Required

  • Articles of Incorporation
  • Corporate Bylaws

Optional

  • Existing Committee Charters
  • Corporate Governance Guidelines
  • Stock Exchange Listing Agreement
  • Equity Incentive Plans

Perfect for

Corporate Governance Attorneys
General Counsel at Private and Public Companies
Corporate Secretaries
Board Directors and Committee Chairs
Securities Lawyers
Corporate Compliance Officers
M&A Attorneys Preparing IPO Governance Documents
Law Firm Corporate Practice Groups

Also useful for

This workflow is applicable across multiple practice areas and use cases

Securities lawyers need SEC-compliant audit and compensation committee charters for public company clients and companies preparing for IPO to meet listing requirements and federal securities regulations.

The workflow explicitly includes SEC compliance features and targets securities lawyers, making it essential for regulatory compliance in public company governance and securities offerings.

M&A attorneys need to draft or update committee charters during pre-IPO preparations, corporate restructurings, and when establishing governance frameworks for newly formed entities post-merger.

The workflow targets M&A attorneys preparing IPO governance documents and is critical for establishing proper governance structures during corporate transactions and reorganizations.

Corporate formation attorneys need committee charters when establishing governance structures for new corporations, particularly those planning future growth or investor involvement requiring formal board committees.

Committee charters are foundational governance documents required during corporate formation, especially for companies establishing professional board structures from inception or preparing for institutional investment.

VC and PE attorneys need committee charters when structuring portfolio company governance, establishing compensation committees for equity plans, and preparing companies for eventual exit through IPO or strategic sale.

Private equity and venture capital transactions often require establishing formal governance structures including compensation and audit committees, particularly for later-stage companies or those with complex equity arrangements.

Non-profit attorneys need audit and governance committee charters to meet IRS Form 990 requirements and demonstrate proper oversight for tax-exempt organizations, particularly larger charities subject to enhanced governance standards.

Non-profit organizations increasingly require formal committee structures for compliance with IRS guidelines and best practices, with audit committees being particularly important for financial oversight and maintaining tax-exempt status.

Frequently asked questions

Q

Can this tool create charters for both public and private companies?

A

Yes, CaseMark tailors committee charters based on your company's status. For public companies, we incorporate SEC requirements, Sarbanes-Oxley provisions, and stock exchange listing standards. For private companies, we focus on governance best practices and investor expectations while omitting inapplicable regulatory mandates. The tool automatically adjusts independence standards, financial expertise requirements, and disclosure obligations based on your company type.

Q

Does the charter address both audit and compensation committees?

A

Yes, this tool generates a comprehensive charter establishing both an audit committee and compensation committee. Each committee receives dedicated sections covering composition, authority, responsibilities, and procedures. You can also request separate standalone charters if your governance structure requires individual documents for each committee.

Q

How does the tool ensure compliance with my stock exchange's listing standards?

A

CaseMark incorporates the specific requirements of NYSE, NASDAQ, and other major exchanges based on where your company is listed. The charter includes exchange-mandated provisions for director independence, committee composition, financial expertise, authority to retain advisors, and specific oversight responsibilities. We stay current with listing standard amendments to ensure ongoing compliance.

Q

Can the charter be customized for industry-specific regulatory requirements?

A

Absolutely. CaseMark tailors committee responsibilities based on your industry sector. For financial institutions, we add banking regulatory oversight provisions. For healthcare companies, we incorporate FDA compliance and HIPAA considerations. For energy companies, we address environmental and safety oversight. The tool identifies industry-specific risks requiring enhanced committee attention.

Q

What happens if my company's governance documents conflict with the charter?

A

CaseMark analyzes your uploaded articles of incorporation, bylaws, and existing governance policies to ensure seamless integration. The tool identifies potential conflicts and adjusts charter provisions to align with your foundational documents. If irreconcilable conflicts exist, we flag them for your review and provide recommendations for resolving inconsistencies through bylaw amendments or charter modifications.

Q

Does the charter include provisions for committee self-evaluation?

A

Yes, the charter includes a comprehensive annual performance evaluation framework requiring committees to assess their effectiveness, identify improvement areas, and recommend charter updates. We incorporate best practices for self-assessment processes, including member questionnaires, benchmarking against peers, and reporting results to the full board with actionable recommendations.