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Anti-Money Laundering (AML) Compliance Program

Draft AML Compliance Programs in Minutes, Not Days

15 minutes with CaseMark

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We have it from here.

Drop your documents and we'll handle the rest. Results delivered to your inbox.

1. Add your email so we know where to send the result.

2. Upload the files you want analyzed.

3. Run the workflow and we'll take it from there.

Need more context?

Scroll for the workflow details below if you want to review what this run handles, what documents help, and what the output looks like.

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Workflow

Anti-Money Laundering (AML) Compliance Program

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Overview

Creating a comprehensive AML compliance program manually requires synthesizing complex BSA regulations, coordinating multiple stakeholders, and ensuring all four pillars are properly documented. Compliance officers spend days researching requirements, drafting policies for SAR/CTR reporting, OFAC screening, and internal controls, then coordinating reviews across legal, operations, and audit teams.

Financial institutions face mounting pressure to maintain comprehensive, current AML compliance programs that satisfy complex BSA/AML regulations from FinCEN and federal banking regulators. Drafting these programs manually requires 40+ hours of specialized legal and compliance expertise, extensive regulatory research, and careful customization to institutional risk profiles—time that compliance teams simply don't have.

CaseMark automates the creation of comprehensive, board-ready Anti-Money Laundering compliance programs tailored to your institution's specific risk profile. Our AI analyzes your organizational documents, business lines, and customer demographics to generate FinCEN-compliant policies covering all required components—from CIP and CDD procedures to SAR reporting and OFAC compliance—in just 15 minutes.

How it works

  1. 1. Upload your documents

  2. 2. AI analyzes and extracts key information

  3. 3. Review and customize the generated content

  4. 4. Export in your preferred format (DOCX, PDF)

What you get

  • Program Overview and Purpose

  • Four Pillars of AML Compliance

  • Compliance Officer Designation

  • Internal Controls and Procedures (CIP, CDD, EDD)

  • Employee Training Program

  • Independent Testing and Auditing

  • Suspicious Activity Reporting (SAR) Policies

  • Currency Transaction Reporting (CTR) Policies

  • OFAC Compliance Procedures

What it handles

  • Program Overview and Purpose

  • Four Pillars of AML Compliance

  • Compliance Officer Designation

  • Internal Controls and Procedures (CIP, CDD, EDD)

  • Employee Training Program

  • Independent Testing and Auditing

  • Suspicious Activity Reporting (SAR) Policies

  • Currency Transaction Reporting (CTR) Policies

  • OFAC Compliance Procedures

Required documents

  • Organizational Chart

    Current organizational structure showing reporting lines, departments, and key personnel positions

    .pdf, .docx, .xlsx

  • Business Line Descriptions

    Detailed descriptions of all products, services, and business activities offered by the institution

    .pdf, .docx

  • Customer Demographic Information

    Summary of customer base including types, geographic distribution, and transaction patterns

    .pdf, .xlsx, .docx

Supporting documents

  • Existing AML Policies

    Current or previous AML compliance policies, procedures, or program documents

    .pdf, .docx

  • Risk Assessment Reports

    Previous BSA/AML risk assessments or enterprise risk management reports

    .pdf, .docx

  • Regulatory Examination Reports

    Recent regulatory examination reports, findings, or correspondence from FinCEN, OCC, Federal Reserve, or other regulators

    .pdf

  • Product Offering Documentation

    Detailed descriptions of financial products, services, and delivery channels

    .pdf, .docx

Why teams use it

Generate complete AML programs covering all BSA requirements in under 15 minutes

Ensure compliance with the four pillars: designated officer, internal controls, training, and independent testing

Automatically include SAR, CTR, and OFAC compliance policies with regulatory thresholds

Reduce compliance program development time by 97% compared to manual drafting

Receive audit-ready documentation with proper regulatory citations and structure

Questions

What regulatory requirements does this AML compliance program cover?

The program addresses all core Bank Secrecy Act and FinCEN requirements including Customer Identification Program (CIP) under 31 CFR 1020.220, Customer Due Diligence (CDD) requirements under 31 CFR 1010.230, Suspicious Activity Reporting (SAR) under 31 CFR 1020.320, Currency Transaction Reporting (CTR) under 31 CFR 1020.310, and OFAC sanctions compliance. It also incorporates the four pillars of BSA/AML compliance: designated compliance officer, independent testing, training, and risk-based policies and procedures.

How does CaseMark customize the AML program to my specific institution?

CaseMark analyzes your uploaded documents including organizational charts, business line descriptions, customer demographics, and any existing policies to understand your institution's unique risk profile. The AI then tailors the program's risk assessment methodology, customer due diligence procedures, and control frameworks to address your specific products, services, customer types, and geographic exposures. This ensures the program reflects your actual operations rather than generic templates.

Is the generated AML program ready for board approval and regulatory examination?

Yes, the program is structured as a formal policy document suitable for board presentation and regulatory review. It includes comprehensive coverage of all required components, accurate regulatory citations, professional formatting with numbered sections for easy navigation, and appropriate governance frameworks. However, we recommend review by your legal counsel to ensure alignment with your institution's specific circumstances and any state-specific requirements before final board approval.

How current are the regulatory citations and compliance requirements?

CaseMark's AI references current FinCEN regulations, federal banking agency guidance, and BSA/AML statutory requirements as of the generation date. All CFR citations are verified for accuracy, and the program incorporates recent regulatory developments including the beneficial ownership rule and updated CDD requirements. The system is regularly updated to reflect new guidance, but institutions should conduct periodic reviews to ensure ongoing compliance with evolving regulations.

Can I update the AML program as regulations or my business changes?

Absolutely. The generated program is fully editable and designed as a living document that should evolve with your institution. You can modify sections to reflect operational changes, new products, or regulatory updates. CaseMark can also regenerate updated versions when you upload new organizational information or need to incorporate significant regulatory changes, maintaining version control and documentation of program evolution.

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